Compliance Officer - Regulatory - Asset Management Industry

Luxembourg Permanent

Updated on 14/10/2021

  • Join a dynamic asset manager
  • Increase your operational experience

About Our Client

My client is a player in the asset management industry.

Job Description

  • Ensure regulatory watch for the Management Company
  • Perform compliance control missions in line with the Compliance Monitoring Plan
  • Drafting and review of in-house Compliance procedures
  • Proactively identify, analyze and report compliance risks
  • Be the point of contact for internal and external auditors
  • Perform impact assessments of ongoing regulatory requirements
  • Assess the regulatory implications of new product launches and service extensions
  • Be the CSSF appointed Compliance Officer for the Management Company
  • Provide Compliance advise to other departments

The Successful Applicant

  • University degree in Law, Economics or comparable professional education in relevant fields
  • Professional experience of minimum 5 years in the field of Compliance in Luxembourg, preferably regarding investment funds and management companies/ AIFMs
  • Excellent knowledge of the Luxembourg regulatory framework
  • Fluent in English, French will be considered an asset

What's on Offer

  • Join a dynamic investment fund industry player
  • Increase your knowledge in a new environment
  • Develop your expertize in direct contact with the CSSF
Raphael Cohen
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Job summary

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Raphael Cohen
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PageGroup is an equal opportunity employer committed to diversity, both as an employer as well as a recruitment service provider. Each recruitment decision we make for people we hire internally and people we place into new roles is based solely on the candidates’ knowledge, experience and skills.