Compliance Regulatory Officer

Région-du-Luxembourg CDI View Job Description
You will be the primary point of contact for all regulatory compliance matters in the financial services industry. Your focus will be to ensure the company's adherence to MiFID regulations within the Risk & Compliance department.

Added 27/02/2025

  • Join a growing multi-cultural compliance team.
  • Prestigious Private Bank with solid presence in Luxembourg.

À propos de notre client

This opportunity is with a well-established bank, that has a solid presence in the financial services industry. The organization is a large-sized institution, known for its robust and efficient operations in Luxembourg and beyond.

Description

As a Compliance Regulatory Officer, you will focus on MiFID and Market Abuse and other non-AML topics :

  • Ensure the company's adherence to all MiFID & Market Abuse regulations
  • Proactively identify and mitigate regulatory risks by performing gap analysis when necessary
  • Provide guidance on regulatory compliance matters
  • Develop and implement compliance procedures and policies
  • Liaise with internal and external auditors on compliance reviews
  • Conduct compliance training for staff
  • Keep abreast with evolving regulatory changes and advising the management accordingly
  • Participate in regulatory projects as required

Profil recherché

A successful Compliance Regulatory Officer should have:

  • Profound knowledge of MiFID regulations and experience in treating of Market Abuse Alerts
  • About 6 years of experience, with a first exposure to local (Luxembourg) legal framework
  • Strong analytical skills
  • Excellent communication skills
  • Ability to work in autonomy as well as part of a team
  • High level of integrity and professional ethics
  • Degree in Law, Finance or related field
  • Familiarity with the financial services industry, preferably within a bank
  • Proficiency in English is mandatory

Conditions et Avantages

Our Client offers you (banking convention) :

  • A competitive salary range according to your experience and potential
  • Bonus structure
  • Meal vouchers
  • Complementary health insurance
  • Pension scheme
  • Holiday allowance of 34,5 days
  • Parking spot



We encourage all candidates who believe they could thrive as a Compliance Regulatory Officer in our reputable financial institution to apply. This is an exciting opportunity to be part of a dynamic team in Luxembourg.

Contact
Céline Bartholomé
Indiquer la référence de l'offre
JN-022025-6680824

Résumé du poste

Secteur
Banque & Services Financiers
Sous-secteur
Conformité
Industrie
Financial Services
Localisation
Région-du-Luxembourg
Contract Type
Permanent
Nom du consultant
Céline Bartholomé
Référence de l´offre
JN-022025-6680824

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