Head Fund Legal & Compliance, co-Head Fund Operations

Luxembourg CDI

Mise à jour le 23/08/2023

  • Co Head of Luxembourg + key function for Compliance & Regulatory
  • EU Taxonomy, SFDR & ESG knowledges

À propos de notre client

My client is an AIFM developing its governance team in Luxembourg.


  • Oversee all compliance operations relating to the alternative investment funds in Luxembourg in close collaboration with various internal and external stakeholders
  • Oversee and ensure compliance of existing fund-related documents (LPA, PPM, side letters, SLAs etc.) with applicable laws and regulations
  • Proactively identify, assess and report on compliance topics for the various private funds and Soparfis
  • Monitor the compliance and regulatory landscape in Luxembourg, flag and lead organizational readiness for upcoming requirements including impact assessments for the various funds and Soparfis
  • Maintain internal compliance, procedure and control framework in relation to Fund Operations and ensure alignment with current regulations, market practice and internal and external stakeholder requirements
  • Develop and implement policies and procedures for General Partner (GP) entities
  • Manage and serve as key contact for external service providers (e.g. AIFM, administrators, custodians, lawyers etc.) and the regulator (CSSF) for related compliance and regulatory topics
  • Oversee and improve AML/CTF framework relating to fund counterparties in line with market practice
  • Provide guidance and support to investment teams on fund compliance matters

Profil recherché

  • At least 10 years of experience in compliance within the asset management industry in Luxembourg
  • Good knowledge in sustainability rules, ESG and EU taxonomy as a classification system
  • Good knowledge of the Sustainable Finance Disclosure Regulation - SFDR
  • Previous experience on compliance monitoring for environmentally sustainable economic activities
  • Master Degree in Law or Finance
  • Fluent in English

Conditions et Avantages

  • Excellent knowledge of Luxembourg regulatory environment applicable to private funds
  • Proactive approach, "hands-on", problemsolving, and leadership capabilities are essential
  • Implement strong & efficient processes
Raphael Cohen
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Résumé du poste

Banque & Services Financiers
Financial Services
Contract Type
Nom du consultant
Raphael Cohen
Référence de l´offre

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