Mise à jour le 06/09/2023
- Join a dynamic asset manager
- Apply appropriate compliance techniques and methodologies
À propos de notre client
My client is an AIFM developing its compliance department.
Legal Oversight :
- Support the overall legal activities of the AIFM
- Be a key point of contact within the AIFM on legal, governance and regulatory topics. Liaise with internal colleagues (e.g. group entities) or external parties (legal counsel, consultants, internal / external auditors etc) on such matters.
- Provide support to the AIFM's Conducting Officers in their oversight function. Ensure appropriate initial due diligence process is applied during service providers on-boarding (depositaries, central admins, transfer agents etc) as part of new fund structuring and implement periodic reviews (regular and ongoing due diligence). Draft specific reporting and present to governing bodies.
- Monitor and interpret relevant regulations, directives, and guidelines impacting the AIFM industry.
- Develop, implement, and maintain compliance policies and procedures in alignment with regulatory requirements.
- Conduct periodic compliance assessments and risk assessments to identify potential gaps and recommend corrective actions.
- Collaborate with the legal team to ensure that fund documentation and investor communications comply with regulatory standards.
- Keep abreast of changes in regulations and proactively adjust compliance practices as needed.
- Monitor the day-to-day operations of investment funds managed by the AIFM, including fund administration, investor servicing, and trade execution.
- Ensure proper documentation and record-keeping for all fund-related activities, transactions, and communications.
- Perform periodic reviews of fund accounting, valuations, and financial statements to ensure accuracy and transparency.
- Coordinate with third-party service providers, including custodians, administrators, and auditors, to maintain effective working relationships and oversee their performance.
- Bachelor's degree in Finance, Business, Law, or a related field.
- 3+ years of experience in compliance and operations within the alternative investment fund management industry.
- In-depth knowledge of AIFMD regulations, fund structures, and industry best practices.
- Strong understanding of operational processes related to fund administration, custody, valuation, and investor relations.
Conditions et Avantages
- Join a dynamic asset management firm.
- Learn from a knowledgeable Conducting Officer
- Enjoy autonomy in your day-to-day work.